LLM01:2026 Prompt Injection
5.1.2-2 System built to hold up against adversarial attacks, unexpected inputs and failures.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM01:2026 and 5.1.2-2
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.1.3-1 Threat modelling and risk management, reviewed regularly and covering AI-specific attacks.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM01:2026 and 5.1.3-1
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.2.1-4 Sensitive data such as training and test sets protected from unauthorised access.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM01:2026 and 5.2.1-4
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.4.2-2 Logs analysed for anomalies, breaches and effects of drift or poisoning.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM01:2026 and 5.4.2-2
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
LLM02:2026 Sensitive Information Disclosure
5.1.2-2 System built to hold up against adversarial attacks, unexpected inputs and failures.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM02:2026 and 5.1.2-2
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.1.3-1 Threat modelling and risk management, reviewed regularly and covering AI-specific attacks.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM02:2026 and 5.1.3-1
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.2.1-4 Sensitive data such as training and test sets protected from unauthorised access.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM02:2026 and 5.2.1-4
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.4.2-2 Logs analysed for anomalies, breaches and effects of drift or poisoning.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM02:2026 and 5.4.2-2
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
LLM03:2026 Excessive Agency
5.1.2-6 Access the AI system gets to other systems and data sources is minimal and risk assessed.
145
107
142 in force, 3 not yet in force
The 145 laws behind LLM03:2026 and 5.1.2-6
Penal Code, Part Twelve, Chapter One (Cyber Crimes and Punishment) , AfghanistanAlabama Digital Crime Act, Computer Tampering , AlabamaCriminal mischief in the fourth degree, unauthorized computer access , AlaskaCriminal use of a computer , AlaskaTheft of services, unauthorized use of a computer system , AlaskaCopyright Law, Sui Generis Database Producers Rights , AlbaniaCriminal Code, Unauthorized Computer Access , AlbaniaCode pénal, atteintes aux systèmes de traitement automatisé de données , AlgeriaOrdonnance n° 03-05, exception de citation , AlgeriaOrdonnance n° 03-05, protection des bases de données , Algeria
and 135 more, every one in the free file .
5.1.4-1 Capability for human oversight designed in and maintained.
78
37
50 in force, 27 not yet in force, 1 proposed
The 78 laws behind LLM03:2026 and 5.1.4-1
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , CanadaOSFI Guideline E-23, Model Risk Management (2027) , Canada from 1 May 2027 , in 6 months Amended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months
and 68 more, every one in the free file .
5.2.1-1 Full inventory of assets, including their dependencies and connections.
78
37
50 in force, 27 not yet in force, 1 proposed
The 78 laws behind LLM03:2026 and 5.2.1-1
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , CanadaOSFI Guideline E-23, Model Risk Management (2027) , Canada from 1 May 2027 , in 6 months Amended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months
and 68 more, every one in the free file .
5.2.4-1 Developers keep an audit trail of system design and post-deployment maintenance plans...
78
37
50 in force, 27 not yet in force, 1 proposed
The 78 laws behind LLM03:2026 and 5.2.4-1
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , CanadaOSFI Guideline E-23, Model Risk Management (2027) , Canada from 1 May 2027 , in 6 months Amended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months
and 68 more, every one in the free file .
5.4.2-1 Operators log system and user actions.
78
37
50 in force, 27 not yet in force, 1 proposed
The 78 laws behind LLM03:2026 and 5.4.2-1
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , CanadaOSFI Guideline E-23, Model Risk Management (2027) , Canada from 1 May 2027 , in 6 months Amended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months
and 68 more, every one in the free file .
5.2.2-5 AI-specific incident management and recovery plans that are created, tested and maintained.
12
9
9 in force, 2 not yet in force, 1 proposed
The 12 laws behind LLM03:2026 and 5.2.2-5
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaAmended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months AI Act, Article 26(10) (post-remote biometric identification authorisation) , European Union from 2 Dec 2027 , in 13 months AI Act, Articles 60 and 61 (testing in real world conditions outside AI regulatory sandboxes, with informed consent) , European UnionMiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionGesetz zur Marktüberwachung und Innovationsförderung von künstlicher Intelligenz (KI-MIG), AI Market Surveillance and Innovation Promotion Act , GermanyGovernment Decree 344/2025 Implementing the Hungarian AI Act: Designated Authorities, Notified-Body Reports and Fine Ceilings , HungaryCentral Bank of Jordan Artificial Intelligence Framework for the Banking Sector, Version 1.0 , JordanFinancial Services (Robotic and Artificial Intelligence Enabled Advisory Services) Rules 2021 , Mauritius
and 2 more, every one in the free file .
5.1.4-3 Where oversight is a risk control, the technical measures behind it are built,...
4
2
2 in force, 2 not yet in force
The 4 laws behind LLM03:2026 and 5.1.4-3
AI Act, Article 14 (human oversight) , European Union from 2 Dec 2027 , in 13 months AI Act, Article 26(10) (post-remote biometric identification authorisation) , European Union from 2 Dec 2027 , in 13 months Decreto Legislativo 160/2026, After-the-Fact Facial Recognition Integrated in Video Surveillance (Art. 10) , ItalyDecreto Legislativo 160/2026, Police Biometric AI: Dataset Labelling and Real-Time Remote Identification (Artt. 7-9, 13) , Italy
5.2.4-2.1 Minimum record for training data: its source, such as a page URL, and when it was collected.
3
3
3 in force
The 3 laws behind LLM03:2026 and 5.2.4-2.1
5.1.3-2 Threats developers cannot resolve are passed to operators and on to end-users.
2
2
2 in force
The 2 laws behind LLM03:2026 and 5.1.3-2
5.3.1-1 Users told where and how their data is used, accessed and stored, with developers...
2
2
2 in force
The 2 laws behind LLM03:2026 and 5.3.1-1
5.3.1-2.1 That guidance covers proper use, limits and likely failure modes.
2
2
2 in force
The 2 laws behind LLM03:2026 and 5.3.1-2.1
5.1.3-1 Threat modelling and risk management, reviewed regularly and covering AI-specific attacks.
2
1
2 in force
The 2 laws behind LLM03:2026 and 5.1.3-1
LLM04:2026 Supply Chain
5.1.2-2 System built to hold up against adversarial attacks, unexpected inputs and failures.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM04:2026 and 5.1.2-2
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.1.3-1 Threat modelling and risk management, reviewed regularly and covering AI-specific attacks.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM04:2026 and 5.1.3-1
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.2.1-4 Sensitive data such as training and test sets protected from unauthorised access.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM04:2026 and 5.2.1-4
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.4.2-2 Logs analysed for anomalies, breaches and effects of drift or poisoning.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM04:2026 and 5.4.2-2
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
LLM05:2026 Data and Model Poisoning
5.1.2-2 System built to hold up against adversarial attacks, unexpected inputs and failures.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM05:2026 and 5.1.2-2
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.1.3-1 Threat modelling and risk management, reviewed regularly and covering AI-specific attacks.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM05:2026 and 5.1.3-1
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.2.1-4 Sensitive data such as training and test sets protected from unauthorised access.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM05:2026 and 5.2.1-4
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
5.4.2-2 Logs analysed for anomalies, breaches and effects of drift or poisoning.
3
2
2 in force, 1 not yet in force
The 3 laws behind LLM05:2026 and 5.4.2-2
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy