ASI01 Agent Goal Hijack
AIR-PREV-007 Legal and Contractual Frameworks for AI Systems
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI01 and AIR-PREV-007
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-008 Quality of Service (QoS) and DDoS Prevention for AI Systems
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI01 and AIR-PREV-008
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-012 Role-Based Access Control for AI Data
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI01 and AIR-PREV-012
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-014 Encryption of AI Data at Rest
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI01 and AIR-PREV-014
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-017 AI Firewall Implementation and Management
FINOS maps these through risk AIR-SEC-010
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI01 and AIR-PREV-017
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-020 MCP Server Security Governance
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI01 and AIR-PREV-020
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-DET-001 AI Data Leakage Prevention and Detection
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI01 and AIR-DET-001
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
ASI03 Identity and Privilege Abuse
AIR-PREV-018 Agent Authority Least Privilege Framework
FINOS maps these through risk AIR-SEC-024
145
107
142 in force, 3 not yet in force
The 145 laws behind ASI03 and AIR-PREV-018
Penal Code, Part Twelve, Chapter One (Cyber Crimes and Punishment) , AfghanistanAlabama Digital Crime Act, Computer Tampering , AlabamaCriminal mischief in the fourth degree, unauthorized computer access , AlaskaCriminal use of a computer , AlaskaTheft of services, unauthorized use of a computer system , AlaskaCopyright Law, Sui Generis Database Producers Rights , AlbaniaCriminal Code, Unauthorized Computer Access , AlbaniaCode pénal, atteintes aux systèmes de traitement automatisé de données , AlgeriaOrdonnance n° 03-05, exception de citation , AlgeriaOrdonnance n° 03-05, protection des bases de données , Algeria
and 135 more, every one in the free file .
AIR-PREV-023 Agentic System Credential Protection Framework
FINOS maps these through risks AIR-SEC-024 and AIR-SEC-029
145
107
142 in force, 3 not yet in force
The 145 laws behind ASI03 and AIR-PREV-023
Penal Code, Part Twelve, Chapter One (Cyber Crimes and Punishment) , AfghanistanAlabama Digital Crime Act, Computer Tampering , AlabamaCriminal mischief in the fourth degree, unauthorized computer access , AlaskaCriminal use of a computer , AlaskaTheft of services, unauthorized use of a computer system , AlaskaCopyright Law, Sui Generis Database Producers Rights , AlbaniaCriminal Code, Unauthorized Computer Access , AlbaniaCode pénal, atteintes aux systèmes de traitement automatisé de données , AlgeriaOrdonnance n° 03-05, exception de citation , AlgeriaOrdonnance n° 03-05, protection des bases de données , Algeria
and 135 more, every one in the free file .
AIR-PREV-007 Legal and Contractual Frameworks for AI Systems
10
7
9 in force, 1 not yet in force
The 10 laws behind ASI03 and AIR-PREV-007
Ordonnance n° 03-05, exception de citation , AlgeriaCopyright Act 2013, economic rights, computer program copying, and technological protection measures , Cook IslandsAI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionLoi n°1/87, exception de courte citation et revue de presse , GabonLoi n°1/87, protection des recueils et compilations , GabonSchutz technischer Massnahmen und Durchsetzung von Schrankenbestimmungen (Protection of Technological Measures) , GermanyCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , ItalyDecreto-Lei n.º 02/2017, exclusão das notÃcias do dia, revista de imprensa e citação , Sao Tome and PrincipeDecreto-Lei n.º 02/2017, protecção de compilações e exclusão das notÃcias do dia , Sao Tome and Principe
AIR-DET-013 Providing Citations and Source Traceability for AI-Generated Information
5
3
5 in force
The 5 laws behind ASI03 and AIR-DET-013
Ordonnance n° 03-05, exception de citation , AlgeriaLoi n°1/87, exception de courte citation et revue de presse , GabonLoi n°1/87, protection des recueils et compilations , GabonDecreto-Lei n.º 02/2017, exclusão das notÃcias do dia, revista de imprensa e citação , Sao Tome and PrincipeDecreto-Lei n.º 02/2017, protecção de compilações e exclusão das notÃcias do dia , Sao Tome and Principe
AIR-PREV-008 Quality of Service (QoS) and DDoS Prevention for AI Systems
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI03 and AIR-PREV-008
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-012 Role-Based Access Control for AI Data
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI03 and AIR-PREV-012
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-014 Encryption of AI Data at Rest
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI03 and AIR-PREV-014
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-017 AI Firewall Implementation and Management
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI03 and AIR-PREV-017
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-020 MCP Server Security Governance
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI03 and AIR-PREV-020
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-DET-001 AI Data Leakage Prevention and Detection
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI03 and AIR-DET-001
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
ASI04 Agentic Supply Chain Vulnerabilities
AIR-PREV-007 Legal and Contractual Frameworks for AI Systems
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI04 and AIR-PREV-007
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-008 Quality of Service (QoS) and DDoS Prevention for AI Systems
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI04 and AIR-PREV-008
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-012 Role-Based Access Control for AI Data
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI04 and AIR-PREV-012
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-014 Encryption of AI Data at Rest
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI04 and AIR-PREV-014
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-017 AI Firewall Implementation and Management
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI04 and AIR-PREV-017
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-PREV-020 MCP Server Security Governance
FINOS maps these through risk AIR-SEC-026
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI04 and AIR-PREV-020
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
AIR-DET-001 AI Data Leakage Prevention and Detection
3
2
2 in force, 1 not yet in force
The 3 laws behind ASI04 and AIR-DET-001
AI Act, Article 15 (accuracy, robustness and cybersecurity) , European Union from 2 Dec 2027 , in 13 months MiFID II Algorithmic Trading Controls: Resilient Systems, Testing, Kill Functionality, Records and Notification (Article 17 and RTS 6) , European UnionCodice Penale Art. 437-bis, Omitted Safety Measures in High-Risk AI Systems and Unlawful Alteration of Them , Italy
ASI09 Human-Agent Trust Exploitation
AIR-DET-021 Agent Decision Audit and Explainability
101
46
64 in force, 32 not yet in force, 5 proposed
The 101 laws behind ASI09 and AIR-DET-021
Distribution of Materially Deceptive Media to Influence an Upcoming Election , AlabamaSB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaCalifornia AI Transparency Act (SB 942, as amended by AB 853, SB 1000 and AB 2713) , CaliforniaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Synthetic Performer Advertising Disclosure Act (SB 1050) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , Canada
and 91 more, every one in the free file .
AIR-DET-004 AI System Observability
79
38
50 in force, 28 not yet in force, 1 proposed
The 79 laws behind ASI09 and AIR-DET-004
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , CanadaOSFI Guideline E-23, Model Risk Management (2027) , Canada from 1 May 2027 , in 6 months Amended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months
and 69 more, every one in the free file .
AIR-PREV-005 System Acceptance Testing
78
37
50 in force, 27 not yet in force, 1 proposed
The 78 laws behind ASI09 and AIR-PREV-005
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , CanadaOSFI Guideline E-23, Model Risk Management (2027) , Canada from 1 May 2027 , in 6 months Amended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months
and 68 more, every one in the free file .
AIR-PREV-006 Data Quality & Classification/Sensitivity
78
37
50 in force, 27 not yet in force, 1 proposed
The 78 laws behind ASI09 and AIR-PREV-006
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , CanadaOSFI Guideline E-23, Model Risk Management (2027) , Canada from 1 May 2027 , in 6 months Amended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months
and 68 more, every one in the free file .
AIR-PREV-024 Human-in-the-Loop Action Approval Gate
78
37
50 in force, 27 not yet in force, 1 proposed
The 78 laws behind ASI09 and AIR-PREV-024
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , CanadaOSFI Guideline E-23, Model Risk Management (2027) , Canada from 1 May 2027 , in 6 months Amended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months
and 68 more, every one in the free file .
AIR-DET-011 Human Feedback Loop for AI Systems
78
37
50 in force, 27 not yet in force, 1 proposed
The 78 laws behind ASI09 and AIR-DET-011
SB 63 (2026), Artificial Intelligence in Health Insurance Prior Authorization , AlabamaClinical Decision Support Systems Bias Mitigation Act (SB 503) , California from 1 Jan 2027 , in 2 months Employment Automated Decision Systems Act (SB 947) , California from 1 Jul 2027 , in 8 months Health Care Services Artificial Intelligence Act (AB 1979) , California from 1 Jan 2027 , in 2 months Transparency in Frontier Artificial Intelligence Act (SB 53) , CaliforniaCSA Staff Notice 31-342, guidance for portfolio managers regarding online advice , CanadaOSFI Guideline E-23, Enterprise-Wide Model Risk Management for Deposit-Taking Institutions (2017) , CanadaOSFI Guideline E-23, Model Risk Management (2027) , Canada from 1 May 2027 , in 6 months Amended Regulation 10-1-1 (2025), Governance and Risk Management Framework for Insurers' Use of External Consumer Data and Information Sources, Algorithms, and Predictive Models , ColoradoHB 26-1139 (2026), Use of Artificial Intelligence in Health Care , Colorado from 1 Jan 2027 , in 2 months
and 68 more, every one in the free file .
AIR-PREV-007 Legal and Contractual Frameworks for AI Systems
2
2
2 in force
The 2 laws behind ASI09 and AIR-PREV-007